Investment Compliance Analytics Solution Smoothly Handling 500+ Concurrent Reports

Investment Compliance Analytics Solution Smoothly Handling 500+ Concurrent Reports
Concurrent Users

200+

Concurrent Users

Reports Simultaneously

500+

Reports Simultaneously

Data Sources Consolidated

40

Data Sources Consolidated

BI Architecture Delivered

3-Layer

BI Architecture Delivered

Background - The Client Challenge

Our client is a financial regulatory authority responsible for capital markets, supervising and issuing licences to market intermediaries and monitoring their activities.

To support market oversight and research, the authority relied on multiple disconnected systems.

  • Risk-based supervision platform
  • Market surveillance system
  • Excel databases
  • Document upload portal for registered entities

The inability to consolidate these sources for in-depth analysis hindered advanced supervision, complicated regulatory policy development, and slowed financial analysis. The authority needed a centralised BI platform with robust analytics capabilities to bring everything together.

Our Solution

Discovery

Discovery

  • Integration of all disjoint data sources including the registered entities upload portal
  • Multi-source analysis to support informed decision-making and proactive regulation
  • Comprehensive financial analysis covering trend analysis, compliance checks, and multidimensional statements
  • Custom dashboards and reports aligned to different user needs across departments
  • Scheduled and ad-hoc reporting capabilities
  • Role-based data access and permissions
Solution Architecture Design

Solution Architecture Design

  • Data staging layer for extracting, transforming, and loading data from all internal and external sources
  • Data warehousing layer for storing clean, structured data ready for analysis
  • Business intelligence layer delivering scheduled, ad-hoc, and real-time reporting to end users
  • Analytics sandbox environment for developing and testing custom models without affecting live data
  • Full Microsoft stack implementation aligned to existing licences, reducing cost and enabling future cloud migration
BI Solution Development

BI Solution Development

  • Full ETL pipeline with data cleansing, validation, quality testing, and master data management
  • Centralised data warehouse as the single source of truth for all reporting
  • Analytics sandbox for custom model development and testing
  • OLAP cubes enabling fast access to complex financial data across any dimension
  • Executive dashboards covering KPIs, market trends, and comparative analysis
  • Operational reports giving daily users direct access to the data they need
Sensitive Data Security

Sensitive Data Security

  • Row and column level security enforced across all reports and dashboards
  • Permission matrix controlling access based on user roles and departments
  • Sensitive regulatory data protected without impacting platform performance
  • Full audit trail supporting compliance reporting and regulatory accountability

Business Impact

Unified Data Platform

Unified Data Platform

All fragmented data sources consolidated into one secure Power BI analytics platform for in-depth financial analysis and market oversight.

Automated Data Flows

Automated Data Flows

Manual data processing eliminated across all departments through automated pipelines, freeing teams for higher-value regulatory work.

Enterprise Scale

Enterprise Scale

200+ concurrent users supported handling over 500 reports simultaneously with no performance issues.

Faster Decision-Making

Faster Decision-Making

Executives and operational teams access real-time insights instantly, enabling faster and more confident regulatory decisions.

REVIEWS

What Clients Say About Us

5.0
Full starFull starFull starFull starFull star

The API-led architecture they designed in phase one saved us three months of rework when we added our third ERP system six months later. That's the value of doing MuleSoft properly

James Williams

Head of Enterprise Architecture, Financial Services Firm
5.0
Full starFull starFull starFull starFull star

Managed ops retainer has been reliable for 18 months. They handle monitoring, error triage, and quarterly flow improvements with no drama. Response times are fast and the monthly reporting is concise and useful.

Sofia Brennan

Director of Digital, Retail Enterprise
5.0
Full starFull starFull starFull starFull star

We needed Workday and ServiceNow integrated with strict data governance requirements. They understood the compliance constraints from day one and built the appropriate controls into the Mulesoft Anypoint layer without overcomplicating the flows.

James Thornton

VP Operations, Healthcare Group
5.0
Full starFull starFull starFull starFull star

Brought in to rescue a stalled MuleSoft migration from TIBCO. They assessed the existing work quickly, identified what to salvage, and delivered the remaining flows in six weeks. Clear communication throughout.

Priya Wolfmann

Enterprise Architect, Financial Services
5.0
Full starFull starFull starFull starFull star

Strong MuleSoft practice. They designed a clean API-led architecture that our internal team can now maintain. The DataWeave work was solid and the MUnit test coverage gave us real confidence before go-live.

Daniel Marsh

CTO, Mid-market SaaS Company
5.0
Full starFull starFull starFull starFull star

Delivered a SAP–Salesforce integration via MuleSoft that two previous vendors had failed to complete. On time, well-documented, and handed over properly. The architecture has scaled without issues since go-live.

Rachel Kim

Head of IT, Global Logistics Firm
5.0
Full starFull starFull starFull starFull star

We hired Versich to rebuild our analytics stack after an internal project stalled. They came in, assessed the situation quickly, and delivered production-ready Power BI dashboards within weeks. Their DAX knowledge and data modelling skills are exceptional.

Marcus Webb

CTO
5.0
Full starFull starFull starFull starFull star

Versich understood our finance workflows from day one. They built dashboards that connected directly to our ERP and gave our leadership team real-time visibility into cash flow, margins, and budget vs actuals. The quality of the work and the speed of delivery were both outstanding

Priya Nair

Finance Director
5.0
Full starFull starFull starFull starFull star

Before Versich, our reporting was scattered across spreadsheets with no single source of truth. They built us a Power BI environment that connects our warehouse, finance, and sales data in one place. Our operations team now makes decisions in hours instead of days

Daniel Okonkwo

Head of Operations